STATE OF MISSISSIPPI SECRETARY OF STATE SECURITIES DIVISION POST OFFICE BOX 136 JACKSON, MISSISSIPPI[removed]Surety Bond Number ____________ Know all men by these presents, that ____________________________________________

Source URL: www.sos.ms.gov

• Finance
• Surety bond
• Financial adviser
• Securities Act
• Broker-dealer
• Bond
• Bail
• Sureties
• Financial economics
• Law

STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS OFFICE OF THE DIRECTOR 1 2

Source URL: dfi.wa.gov

• Allstate
• Mortgage broker
• Administrative law judge
• Judges
• United States administrative law

Press Releases July 17, 2007 OTS[removed]Federal and State Agencies Announce Pilot Project to Improve Supervision of Subprime Mortgage Lenders Office of Thrift Supervision

Source URL: www.occ.gov

• Financial institutions
• Finance
• Mortgage broker
• Economy of the United States
• Office of Thrift Supervision
• Business
• Savings and loan association
• Mortgage loan
• Federal Reserve System
• United States housing bubble
• Financial services
• Mortgage industry of the United States

SEC-59 SYSTEM NAMES: Office of Interpretation and Guidance Log; Office of Broker-Dealer Finances NRSRO Log; Office of Financial Responsibility Log. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, W

Source URL: www.sec.gov.

• Securities and Exchange Commission
• Freedom of Information Act
• Security
• Privacy Act
• Politics of the United States
• Law
• Net capital rule
• Government
• Corporate crime
• U.S. Securities and Exchange Commission

ROLE OF THE BROKER Government Report for May 22nd COAC Quarterly Meeting Office of International Trade (OT) For Public Distribution                         CURRENT STATUS

Source URL: www.cbp.gov

• Commerce
• Customs broking
• Customs
• Supply chain management
• Business
• International trade
• International law

North Carolina Office of the Commissioner of Banks NEWS RELEASE RAY GRACE INTERIM COMMISSIONER OF BANKS RELEASE:

Source URL: www.nccob.gov

• Financial institutions
• Mortgage broker
• North Carolina
• Raleigh
• North Carolina
• Bank
• Mortgage loan
• Bev Perdue
• MERS
• Economy of the United States
• Mortgage industry of the United States
• United States housing bubble
• Mortgage-backed security

UNIFORM CONSUMER CREDIT CODE LICENSE INFORMATION AS OF[removed]This information allows you to verify whether this office has issued a supervised lender license to a business. Supervised Lender Licenses

Source URL: www.coloradoattorneygeneral.gov

Examination Handbook 710 Appendix E, Agreement in Principle, January 2004

Source URL: www.occ.gov

• Financial system
• Financial services
• Financial Industry Regulatory Authority
• Federal Reserve System
• Office of the Comptroller of the Currency
• Broker-dealer
• United States securities law
• Financial economics
• Finance

§[removed]Records of transactions to be maintained. (a) Each licensed broker shall keep and maintain for a period of three years, paper and/or electronic records of each transaction effected through his or her office con

Source URL: www.dos.ny.gov

• Mortgage law
• Business
• Mortgage industry of the United States
• Real estate
• Marketing
• Law
• Mortgage broker
• Real estate broker
• Contract law
• Listing contract
• Broker

ROLE OF THE BROKER Government Report for February 20th COAC Quarterly Meeting Office of International Trade (OT)

Source URL: www.cbp.gov

• Customs broking
• Broker
• Supply chain management
• Business
• International trade
• Commerce